Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02752 | 07/08/2024 | Claimant(s): Daniel Cornell Claimant Lawyers(s): Robert L. Herskovits Respondent(s): BNP Paribas Securities Corp. Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): David S. Billet, David John Reilly, Donald Francese Hearing Site: New York, NY | ||
| 22-01475 | 06/27/2023 | Claimant(s): Thomas Pollock Claimant Lawyers(s): Robert L. Herskovits Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Laurie A. Perez Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 22-01108 | 05/30/2023 | Claimant(s): Mihir Jobalia Claimant Lawyers(s): Robert L. Herskovits Respondent(s): KPMG Corporate Finance LLC Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Jonathan H. Krotinger Hearing Site: San Francisco, CA | ||
| 22-01010 | 12/21/2022 | Claimant(s): Harry Armon Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | ||
| 21-01209 | 05/19/2022 | Claimant(s): Rhyan Young Claimant Lawyers(s): Robert L. Herskovits Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Emma M. Tomsick Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 21-00499 | 12/17/2021 | Claimant(s): Jared Friedman Claimant Lawyers(s): Robert L. Herskovits Respondent(s): IFS Securities. Respondent Lawyers(s): Joquinn T. Sadler Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 20-02742 | 02/19/2021 | Claimant(s): Jeffrey Rodriguez-Aponte Claimant Lawyers(s): Robert L. Herskovits Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR | ||
| 19-03579 | 02/09/2021 | Claimant(s): Kevin Fretz Claimant Lawyers(s): Robert L. Herskovits Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 20-01720 | 02/09/2021 | Claimant(s): Wesley Tate Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 20-02329 | 01/14/2021 | Claimant(s): Leo Rodriguez Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX |