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FINRA Awards for Kevin Fretz

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0357902/09/2021Claimant(s): Kevin Fretz
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT

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