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FINRA Awards for Robert L. Herskovits

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0251812/19/2022Claimant(s): Dilek Uzun
Claimant Lawyers(s): Dilek Uzun
Respondent(s): Harry Zwick
Respondent Lawyers(s): Robert L. Herskovits
Arbitrator(s): Nancy Kramer
Hearing Site: New York, NY
Checkmark IconExpungement
22-0119311/15/2022Claimant(s): Dilek Uzun
Claimant Lawyers(s): Dilek Uzun
Respondent(s): Harry Zwick, JPMSI
Respondent Lawyers(s): Heidi E. VonderHeide, Robert L. Herskovits
Arbitrator(s): Nancy Kramer
Hearing Site: New York, NY
Checkmark Icon$0
16-0216009/26/2017Claimant(s): Linda Kaplan
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Oppenheimer & Co.., Raymond, James & Associates., Peter Marketos
Respondent Lawyers(s): Ralph T. Izzo, Robert L. Herskovits, Robert M. Rudnicki
Arbitrator(s): Brooks White, Patricia Kathleen Costello, Elliot Schnapp
Hearing Site: New York, NY
Checkmark IconExpungement
16-0216904/20/2017Claimant(s): Carol Cohen, Martin Cohen
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Oppenheimer & Co.., Raymond, James & Associates., Peter Marketos
Respondent Lawyers(s): Ralph T. Izzo, Robert L. Herskovits, Robert M. Rudnicki
Arbitrator(s): Annamaria Boccia Smith, Benjamin L. Anderson, Steven Hale Zousmer
Hearing Site: New York, NY
Checkmark IconExpungement
15-0108402/16/2016Claimant(s): Barbara Schroeder, Stefan Kreuzer, BAPG Partnership Ltd.
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Rogala
Respondent Lawyers(s): Nick Hendrix
Arbitrator(s): Sherry R. Wetsch, Philip I. McConnell, Jeffrey R. Jury
Hearing Site: Houston, TX
Checkmark IconExpungement
13-0001602/18/2015Claimant(s): Jay Lehman, Lawrence Monaldo, Sheldon Sevinor, David Cormier DDS Pension Plan, Northshore Oral Surgery Group PC, Plastic Surgery Services FBO: S. Sevinor
Claimant Lawyers(s): Dimitri Nemirovsky, Kevin D. Galbraith
Respondent(s): Jack Brimberg, Jay Tomlinson, William Lewis, Brimberg & Co., Monarch Capital Group
Respondent Lawyers(s): Allen C. Miller, Robert L. Herskovits, Thomas J. Fleming
Arbitrator(s): Hugh N. Fryer, Joel P. Mellis, John Nino Brenkovich
Hearing Site: New York, NY
Checkmark Icon$56,703
12-0221212/31/2013Claimant(s): Donald Berman, Morton Klein, Berman Klein Realty Association
Claimant Lawyers(s): Jeffrey Wittenberg
Respondent(s): Eric Lusk, Cantella & Co.., Harborview Investments
Respondent Lawyers(s): Robert L. Herskovits
Arbitrator(s): Steven R. Rolnick, John Charles Kovarik, John D. Liberator
Hearing Site: Hartford, CT
Checkmark Icon$0

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