| 22-02696 | 09/08/2023 | Claimant(s): Richard Reynolds
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Gruntal & Co., L.L.C., Rockwell Global Capital LLC
Respondent Lawyers(s): Bruce Guarino, Donald N. Cohen
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
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| 21-02790 | 08/31/2022 | Claimant(s): Anthony DeMaio
Claimant Lawyers(s): Richard S. Meisner
Respondent(s): RBC Capital Markets LLC, The Jeffrey Matthews Fin. Group, L.L.C.
Respondent Lawyers(s): Ginny Colarusso, Steven M. Malina
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
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| 21-01006 | 02/08/2022 | Claimant(s): Virginia Thompson
Claimant Lawyers(s): James P. Galvin
Respondent(s): Stifel, Nicolaus & Co.., UBS Financial Services Inc., Janney Montgomery Scott LLC, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Benjamin J. Biard, Jill B. Clarke, John Murphy, Paul Klein
Arbitrator(s): Sheryl Sagel, Nanci Sondra Landy, Jason Allen Rosner
Hearing Site: Boca Raton, FL
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| 21-00999 | 12/21/2021 | Claimant(s): Rocco Guidicipietro
Claimant Lawyers(s): Scott Holcomb
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David F. Feldstein
Arbitrator(s): Martin Jay Siegel, Joan M. Traub, Paul Allan Massaro
Hearing Site: Jersey City, NJ
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| 20-01714 | 12/09/2020 | Claimant(s): Raymond Clark
Claimant Lawyers(s): Bryan Ward
Respondent(s): Grayson Financial LLC, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David Feldstein, Joseph Hagan
Arbitrator(s): Sam Antar
Hearing Site: Jersey City, NJ
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| 20-00026 | 11/24/2020 | Claimant(s): Joseph Biondolillo
Claimant Lawyers(s): Scott Holcomb
Respondent(s): J.P. Turner & Company, L.L.C., vFinance Investments
Respondent Lawyers(s): David Feldstein, Emily A. Hayes
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 20-00964 | 11/20/2020 | Claimant(s): Vladimir Greben
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
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| 20-01359 | 10/21/2020 | Claimant(s): Rocco Guidicipietro
Claimant Lawyers(s): Scott Holcomb
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
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| 19-03649 | 09/04/2020 | Claimant(s): Robert Binkele
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Raymond James Financial Services., J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr, Robert Rudnicki
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
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| 20-00356 | 08/20/2020 | Claimant(s): Mark Williams
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
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