24-00249 | 07/15/2024 | Claimant(s): Kevin Houser Claimant Lawyers(s): Lawton R. Graves Respondent(s): LPL Financial LLC, Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier, Jon D. Kaplon Arbitrator(s): Nancy E. Watters, Daniel James Kortum, Mark A Bilawsky Hearing Site: Philadelphia, PA
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23-00333 | 01/08/2024 | Claimant(s): Brian Gardiner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cabot Lodge Securities LLC Respondent Lawyers(s): James Baehr Arbitrator(s): Nancy E. Watters Hearing Site: Baltimore, MD
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23-00811 | 11/21/2023 | Claimant(s): Bernard Mahon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Nancy E. Watters Hearing Site: Washington, DC
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21-02607 | 10/26/2022 | Claimant(s): Constantine Matsakis Claimant Lawyers(s): Christopher D. Warren Respondent(s): Equitable Advisors Respondent Lawyers(s): Matthew I. Penfield Arbitrator(s): Nancy E. Watters, John L. Bruch, Cherelle K Donaldson Hearing Site: Baltimore, MD
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18-03812 | 01/03/2020 | Claimant(s): NEXT Financial Group. Claimant Lawyers(s): Todd Ratner Respondent(s): Erryn Barkett Respondent Lawyers(s): James C. Cosby Arbitrator(s): Nancy E. Watters Hearing Site: Richmond, VA
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18-01896 | 12/03/2018 | Claimant(s): William Blake Claimant Lawyers(s): John R. Snyder Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Deirdre Wolff, Sarah K. Yates Arbitrator(s): Nancy E. Watters Hearing Site: Washington, DC
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16-02243 | 11/28/2017 | Claimant(s): Nicholas Durso, Samuel Solondz Claimant Lawyers(s): David F. McComb Respondent(s): PNC Investments Respondent Lawyers(s): Gary Lieberman Arbitrator(s): Nancy E. Watters Hearing Site: Washington, DC
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15-02399 | 11/21/2016 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): G. Wayne Hillis Respondent(s): Joseph Perta Respondent Lawyers(s): David Lee Arbitrator(s): Nancy E. Watters, Lisa Blunk Johnson, Glenn Hiram Stephens Hearing Site: Washington, DC
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14-00959 | 11/09/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Jeffrey Gianelli Respondent Lawyers(s): Jeffrey J. Gianelli Arbitrator(s): Nancy E. Watters Hearing Site: Boston, MA
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13-02238 | 11/04/2014 | Claimant(s): Allan Pinkus Claimant Lawyers(s): Daniel M. Kennedy Respondent(s): James Furnary Respondent Lawyers(s): Irving Greenberg Arbitrator(s): Nancy E. Watters, Brenda J. Stovall, Margaret Ann Dubil Hearing Site: Baltimore, MD
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