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FINRA Awards for David F. McComb

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0224311/28/2017Claimant(s): Nicholas Durso, Samuel Solondz
Claimant Lawyers(s): David F. McComb
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s): Nancy E. Watters
Hearing Site: Washington, DC
11-0203807/27/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Kate S. Arduini
Respondent(s): Scott Hartshorn
Respondent Lawyers(s): David F. McComb
Arbitrator(s): Carol H. Gold, Faye Riva Cohen, Timothy J. Tarpey
Hearing Site: Philadelphia, PA
09-0548901/11/2011Claimant(s): George Saltzman
Claimant Lawyers(s): David F. McComb
Respondent(s): Jeffrey Smith, Morgan Stanley
Respondent Lawyers(s): Allison J. Adler
Arbitrator(s): Guillermo L. Bosch, Elizabeth A. McKinney, Richard N. Kelmans
Hearing Site: Philadelphia, PA

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