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FINRA Awards for Faye Riva Cohen

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0047207/07/2015Claimant(s): Kathleen Olivari
Claimant Lawyers(s): Ernest Sasso
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joe Gehring
Arbitrator(s): Faye Riva Cohen, James M. Rhodes, Laura A. Kaster
Hearing Site: Philadelphia, PA
11-0203807/27/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Kate S. Arduini
Respondent(s): Scott Hartshorn
Respondent Lawyers(s): David F. McComb
Arbitrator(s): Carol H. Gold, Faye Riva Cohen, Timothy J. Tarpey
Hearing Site: Philadelphia, PA

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