| 23-02177 | 06/20/2024 | Claimant(s): Zhanling Liu
Claimant Lawyers(s): W Scott Greco
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jovalin Dedaj
Arbitrator(s): Nancy E. Watters
Hearing Site: Washington, DC
|  | $65,322 |
| 13-01198 | 05/19/2014 | Claimant(s): Estate of Ardelle M. Correa
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Charles White, Barrett & Company
Respondent Lawyers(s): David A. Conti
Arbitrator(s): John B. Kinsellagh, Stephen M. Acerra, Nancy E. Watters
Hearing Site: Boston, MA
| | $0 |
| 12-02581 | 10/24/2013 | Claimant(s): Arthur Giangrande
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Nancy E. Watters, Christine Pastelis Ritch, Thomas Matthew Madden
Hearing Site: Boston, MA
| | $190,345 |
| 09-07248 | 07/06/2011 | Claimant(s): Clifford Diver, Elaine Royce, Peter Jenkins, Hans L. Carstensen III, IRA, Michael L. Blau IRA, Nader Darehshori, Thomas J. Bucknum, Besty S. Pollack Trust by Besty S. Polla, Darren R. Scandone Trust by Darren R. Sc
Claimant Lawyers(s): Marjorie S. Cooke
Respondent(s): Michael Munson, Jefferies & Company.
Respondent Lawyers(s): John R. Snyder
Arbitrator(s): Nancy E. Watters, David J. Kaufman, Gene M. Bauer
Hearing Site: Boston, MA
| | $0 |
| 09-05485 | 03/29/2011 | Claimant(s): Turbo Investors
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Robert Jaffe
Respondent Lawyers(s): Harvey E. Bines
Arbitrator(s): John R. Thompson, Stephen M. Acerra, Nancy E. Watters
Hearing Site: Boston, MA
| | $1,105,000 |
| 09-06454 | 12/10/2010 | Claimant(s): Grand Circle LLC
Claimant Lawyers(s): Thomas J. Butters
Respondent(s): CCO Investment Services Corp.
Respondent Lawyers(s): Michael T. McCormack
Arbitrator(s): Nancy E. Watters, Evalyn Lipton Fishbein, Maxwell J. Mahoney
Hearing Site: Boston, MA
| | $0 |
| 07-01706 | 04/13/2010 | Claimant(s): Augusto Andrade, Maria Andrade
Claimant Lawyers(s): Megan M. McMillin
Respondent(s): Wachovia Securities, Michael Ewanouski
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Peter L. Curry, John H. Henn, Nancy E. Watters
Hearing Site: Boston, MA
| | $18,384 |
| 06-03863 | 05/14/2008 | Claimant(s): Valerie Simmons
Claimant Lawyers(s): Michael J. Liston
Respondent(s): Capitol Securities & Associates.
Respondent Lawyers(s): Michael R. Christy
Arbitrator(s): Richard J. Grahn, Nancy E. Watters, John H. Foster
Hearing Site: Boston, MA
| | $103,500 |
