| 18-02786 | 01/09/2019 | Claimant(s): David Rey
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 16-03300 | 07/30/2018 | Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): Miguel A. Lopez
Respondent(s): Gregg Weinstein
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): David I. Goldblatt, Jay Alan Kranis, Henry Nguyen
Hearing Site: New York, NY
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| 17-00964 | 06/05/2018 | Claimant(s): Edward Collins
Claimant Lawyers(s): Philip C . Semprevivo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Sara Soto
Arbitrator(s): David I. Goldblatt, Lynne M. Reid-McQueen, Mark J. Happe
Hearing Site: New York, NY
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| 17-03481 | 06/01/2018 | Claimant(s): R.M. Stark & Co..
Claimant Lawyers(s): Ellen Ruth Paleias Adler
Respondent(s): Nicholas Owoyemi
Respondent Lawyers(s): Nicholas Adelani Owoyemi
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 17-01759 | 11/30/2017 | Claimant(s): Terry Zickerman
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 16-00114 | 06/14/2017 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Marc Karetsky
Respondent Lawyers(s): Michael Mui
Arbitrator(s): David I. Goldblatt, Lisa Lograno, Phil-Elleana Maria Ficklin
Hearing Site: New York, NY
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| 16-02144 | 12/30/2016 | Claimant(s): Wunderlich Securities.
Claimant Lawyers(s): James T. Ritt
Respondent(s): Richard Minichino
Respondent Lawyers(s): Richard Vincent Minichino
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 15-03311 | 07/01/2016 | Claimant(s): Steven Sormani
Claimant Lawyers(s): Trae D. Meyr
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Charles L. Henderson, David I. Goldblatt, Brooks White
Hearing Site: New York, NY
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| 15-02167 | 06/10/2016 | Claimant(s): John McGuire
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): Nancy Plesser Wendell, David I. Goldblatt, Howard S. Quinn
Hearing Site: New York, NY
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| 14-03502 | 05/24/2016 | Claimant(s): Laura Bennett
Claimant Lawyers(s): Laura Bennett
Respondent(s): Frederick Kessler, New England Securities, New England Financial
Respondent Lawyers(s): Victoria Woodin Chavey
Arbitrator(s): Raymond Louis George, Howard J. Stiefel, David I. Goldblatt
Hearing Site: New York, NY
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