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FINRA Awards for J.P. Morgan Securities

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Displaying 10 out of 175 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0229109/06/2024Claimant(s): Brendan Poole
Claimant Lawyers(s): Peter Lindholm
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Sara S. Dorland
Arbitrator(s): Cherie S. Lewis
Hearing Site: Los Angeles, CA
23-0334808/01/2024Claimant(s): Natasha Jahn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
23-0124907/15/2024Claimant(s): Eric Silvestre
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
23-0297407/02/2024Claimant(s): Bradley Hargrave
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas E. Stagg
Arbitrator(s): Edith M. Novack, Olugbenga Sopeju, Alan Steven Mittleman
Hearing Site: Jersey City, NJ
23-0044604/10/2024Claimant(s): Michael Nolan
Claimant Lawyers(s): Todd Gutfleisch
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Edward Turner Borer, Paul J. Leis, Peter George Erdely
Hearing Site: Philadelphia, PA
23-0213203/11/2024Claimant(s): Shmuel Maya
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Kimberly A. Gilmour, Adam Lawrence Frankel, Samuel Adam Katz
Hearing Site: Boca Raton, FL
22-0148602/07/2024Claimant(s): Joel Santucci
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas E. Duggan, Betty Chen, Regina Waynes Joseph
Hearing Site: New York, NY
23-0078112/26/2023Claimant(s): Mikal Haddad
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas E. Stagg
Arbitrator(s): Richard W. Cutler, Jill Pilgrim, Tangela Griffin
Hearing Site: New York, NY
23-0126112/21/2023Claimant(s): William Groves
Claimant Lawyers(s): James P. Galvin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): David A. Schuler
Hearing Site: New Orleans, LA
20-0148111/09/2023Claimant(s): Marc Broncucia
Claimant Lawyers(s): Paul Vorndran
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson Terrell
Arbitrator(s): Michael S. Matek, Steven Meyrich, Mari C. Bush
Hearing Site: Denver, CO

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