| 22-01207 | 11/11/2024 | Claimant(s): Birchwood Resources., Detroit Street Partners.
Claimant Lawyers(s): Jason J. Kane
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ronald J. Tomassi
Arbitrator(s): Richard J. Lawrence, Mark J. Loewenstein, Robert M. Fusfeld
Hearing Site: Denver, CO
|  | Expungement |
| 23-00591 | 10/28/2024 | Claimant(s): Jerome Huddleston, Jerome Huddleston IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Thomas James Hirsch, Shaquana Ellison
Hearing Site: Atlanta, GA
| | Expungement |
| 23-02373 | 09/03/2024 | Claimant(s): Edi Pouldar, Robert Pouldar
Claimant Lawyers(s): Kevin Pouldar
Respondent(s): Akiva Fialkoff, J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | Expungement |
| 23-03242 | 06/07/2024 | Claimant(s): Jennifer Malhotra, Vineet Malhotra
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Cindy L. Anderson
Hearing Site: Jacksonville, FL
| | $0 |
| 24-00045 | 05/08/2024 | Claimant(s): Jody Noto, Kelly Noto
Claimant Lawyers(s): Robert D. Loventhal
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s):
Hearing Site: Portland, OR
| | $213 |
| 23-02040 | 02/28/2024 | Claimant(s): Mary Moser
Claimant Lawyers(s): Mary E. Suzy Moser
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Stephen Howard Marcus
Hearing Site: Los Angeles, CA
| | $0 |
| 21-01271 | 01/26/2024 | Claimant(s): Katharine Constable
Claimant Lawyers(s): Andrew D. O'Toole
Respondent(s): Frank Epinger, J.P. Morgan Securities, Jacqueline Rahn, Jonathan Galan, Trevor Rahn
Respondent Lawyers(s): David Harrison, Dexter B. Johnson, Eugene L. Small, Michael M. Wilson
Arbitrator(s): Diane Ciccone, Steven R. Rolnick, David Adams Reif
Hearing Site: Hartford, CT
| | Expungement |
| 22-02268 | 01/05/2024 | Claimant(s): Tamir Zury
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Gary M. Landau, Richard Carl Smukler, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
| | Expungement |
| 23-00816 | 12/19/2023 | Claimant(s): Elaine St. George
Claimant Lawyers(s): Elaine Nancy St. George
Respondent(s): J.P. Morgan Securities, Michael Baumhor
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Steven Gerard Goerke, Alan B. Goldstein, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
| | Expungement |
| 23-02042 | 11/27/2023 | Claimant(s): Guy Dietrich
Claimant Lawyers(s): Guy Dietrich
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert Dean McKinley
Hearing Site: Albuquerque, NM
| | $88 |
