21-01511 | 03/08/2024 | Claimant(s): Concorde Investment Services Claimant Lawyers(s): James S. Rollins Respondent(s): Lori Kamen, Aurora Securities Respondent Lawyers(s): Paul Machesky Arbitrator(s): Jeffry M. Bauer, Ann Wilhelmina Kuppe, Suzanne L. Ulicny Hearing Site: Detroit, MI
| | |
22-01875 | 02/23/2024 | Claimant(s): Daniel Labes Claimant Lawyers(s): Christopher Kaye Respondent(s): Stifel, Nicolaus & Co.., Loren Morrison Respondent Lawyers(s): Edwin A. Zipf Arbitrator(s): Jeffry M. Bauer, John Polakas, Michele Renee Zinn Hearing Site: Detroit, MI
| | $0 |
21-02870 | 10/31/2022 | Claimant(s): Douglas Osborn Claimant Lawyers(s): Philip J. Weipert Respondent(s): Concorde Investment Services Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI
| | |
22-01323 | 09/26/2022 | Claimant(s): Lincoln Financial Advisors Corporation Claimant Lawyers(s): Samuel P. Mauch Respondent(s): John Nelson Respondent Lawyers(s): John W. Nelson Arbitrator(s): Jeffry M. Bauer Hearing Site: Cleveland, OH
| | |
19-01933 | 09/16/2022 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Miles D. Hart Respondent(s): Robin Johnson Respondent Lawyers(s): Robin K. Johnson Arbitrator(s): Jeffry M. Bauer, Lynn Hirschfeld Brahin, Earlene R. Baggett-Hayes Hearing Site: Detroit, MI
| | |
21-00147 | 02/08/2022 | Claimant(s): Bradley Lott Claimant Lawyers(s): Erika Binnix Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, UBS Financial Services Inc. Respondent Lawyers(s): John Murphy, Miles D. Hart, Todd A. Holleman Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI
| | |
21-00711 | 01/14/2022 | Claimant(s): Adam Hill Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Jeffry M. Bauer Hearing Site: Columbus, OH
| | |
19-03153 | 06/08/2021 | Claimant(s): Purshe Kaplan Sterling Investments Claimant Lawyers(s): Lewis S. Fischbein Respondent(s): Gopi Vungarala Respondent Lawyers(s): Gopi Krishna Vungarala Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI
| | |
20-03163 | 05/26/2021 | Claimant(s): Bruce Slater Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Jeffry M. Bauer Hearing Site: Tampa, FL
| | |
20-01406 | 12/10/2020 | Claimant(s): Michael Lomas Claimant Lawyers(s): Harry Meyer Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): Jeffry M. Bauer Hearing Site: Buffalo, NY
| | |