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FINRA Awards for Bruce Slater

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0316305/26/2021Claimant(s): Bruce Slater
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Transamerica Financial Advisors.
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Tampa, FL

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