| 24-01182 | 10/16/2024 | Claimant(s): Lawrence F. Yuerhs Revocable Trust
Claimant Lawyers(s): Lawrence F. Yuerhs
Respondent(s): MML Investors Services
Respondent Lawyers(s): Neil Marchand
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
|  | $0 |
| 22-02819 | 09/27/2024 | Claimant(s): Daniela Schuvaks-Katz, Robert Alan Katz
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Andrea Steiner, Western International Securities.
Respondent Lawyers(s): Andrea Steiner, Jeffrey K. Compton
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Indianapolis, IN
| | $0 |
| 22-00988 | 02/02/2024 | Claimant(s): Carolyn Distler, Robert Distler
Claimant Lawyers(s): Erin M. Phillips
Respondent(s): Edward Jones, Paul Jansen
Respondent Lawyers(s): Matthew E. Johnson
Arbitrator(s): Jeffry M. Bauer, A.J. Seier, MaryJane Rabier
Hearing Site: St. Louis, MO
| | Expungement |
| 21-01061 | 10/25/2022 | Claimant(s): Betty Cole, Dale Cole, Betty Cole IRAs, Dale Cole IRAs, Betty Cole Trusts, Dale Cole Trusts
Claimant Lawyers(s): David M. Black
Respondent(s): Carl Gill
Respondent Lawyers(s): Daniel Rucker
Arbitrator(s): Jeffry M. Bauer, Martin Brosnan, Sandra Franklin
Hearing Site: Detroit, MI
| | Expungement |
| 20-03309 | 12/09/2021 | Claimant(s): Kevin Sprouse
Claimant Lawyers(s): Kevin E. Sprouse
Respondent(s): Robinhood Financial., Robinhood Securities
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Jeffry M. Bauer
Hearing Site: St. Louis, MO
| | $0 |
| 20-00677 | 08/02/2021 | Claimant(s): Remo Benvenuti, Remo Benvenuti Irrev Trust UAD 6/29/2007
Claimant Lawyers(s): Joseph P. Ciaramitaro
Respondent(s): Jason Murphy, CCO Investment Services Corp., Charter One Investment Services, Citizens Securities.
Respondent Lawyers(s): Eric A. Michaels, Krista L. Elsasser
Arbitrator(s): Jeffry M. Bauer, Raymond Wade Henney, Barbara A. Johannessen
Hearing Site: Detroit, MI
| | Expungement |
| 20-01477 | 08/02/2021 | Claimant(s): JDSF Investments
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Kevin Perlberg, United Planners' Financial Services of A
Respondent Lawyers(s): David A. Baugh, Jonathan M. Sterling
Arbitrator(s): Jeffry M. Bauer, Gregory G. Wille, David E. Jarvis
Hearing Site: Milwaukee, WI
| | Dismissed by Rule 12206 |
| 20-03743 | 04/05/2021 | Claimant(s): Gary Ecenbarger Roth IRA, Kathy Ecenbarger Roth IRA, Gary G. Ecenbarger Revocable Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): H. Beck.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Jeffry M. Bauer, Mark L Miller, Jonathan B. Gilbert
Hearing Site: Indianapolis, IN
| | Dismissed by Rule 12206 |
| 20-01911 | 03/10/2021 | Claimant(s): Lucas Tiettmeyer
Claimant Lawyers(s): Lucas Tiettmeyer
Respondent(s): Ally Invest Securities.
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Cincinnati, OH
| | $0 |
| 20-00590 | 09/04/2020 | Claimant(s): Louis Hill, Marsha Hill
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Mark Perry, Brokers International Financial Services
Respondent Lawyers(s): Connie M. Fickel
Arbitrator(s): Jeffry M. Bauer, Lynn Hirschfeld Brahin, Natalie R Dickey
Hearing Site: Indianapolis, IN
| | Dismissed by Rule 12206/12504 |
