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FINRA Awards for Brokers International Financial Services

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0355605/17/2021Claimant(s): Donna Wagner
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Mark Perry, Brokers International Financial Services
Respondent Lawyers(s): Connie M. Fickel
Arbitrator(s): Lynn Hirschfeld Brahin, Robert David Epstein, Natalie R Dickey
Hearing Site: Indianapolis, IN
Checkmark Icon$795,929
20-0059009/04/2020Claimant(s): Louis Hill, Marsha Hill
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Mark Perry, Brokers International Financial Services
Respondent Lawyers(s): Connie M. Fickel
Arbitrator(s): Jeffry M. Bauer, Lynn Hirschfeld Brahin, Natalie R Dickey
Hearing Site: Indianapolis, IN
Checkmark IconDismissed by Rule 12206/12504

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