Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03556 | 05/17/2021 | Claimant(s): Donna Wagner Claimant Lawyers(s): Mark E. Maddox Respondent(s): Mark Perry, Brokers International Financial Services Respondent Lawyers(s): Connie M. Fickel Arbitrator(s): Lynn Hirschfeld Brahin, Robert David Epstein, Natalie R Dickey Hearing Site: Indianapolis, IN |  | $795,929 |
| 10-03743 | 05/08/2012 | Claimant(s): Donna Wagner, Richard Wagner, R.L.WagnerTrust-Richard Wagner Trustee Claimant Lawyers(s): James R. Ebert, William A. Malis Respondent(s): Wells Fargo Investments, Wells Fargo Brokerage Services, L.L.C., Wells Fargo Institutional Securities LLC Respondent Lawyers(s): Peter R. Boutin Arbitrator(s): Kenneth I. Rosenblum, Gerald F. Corrigan, Richard M. Norman Hearing Site: Los Angeles, CA | | Auction Rate Securities related |