Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
10-03743 | 05/08/2012 | Claimant(s): Donna Wagner, Richard Wagner, R.L.WagnerTrust-Richard Wagner Trustee Claimant Lawyers(s): James R. Ebert, William A. Malis Respondent(s): Wells Fargo Investments, Wells Fargo Brokerage Services, L.L.C., Wells Fargo Institutional Securities LLC Respondent Lawyers(s): Peter R. Boutin Arbitrator(s): Kenneth I. Rosenblum, Gerald F. Corrigan, Richard M. Norman Hearing Site: Los Angeles, CA | Auction Rate Securities related |