| 22-02044 | 07/27/2023 | Claimant(s): Matthew Roberson
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Dustin J. Tirpak, Nuviah Shirazi
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
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| 22-02663 | 07/24/2023 | Claimant(s): Danny Kamal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deirdre Wolff, Laura A. Pizzitola
Arbitrator(s): Larry Mims
Hearing Site: Atlanta, GA
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| 23-00126 | 07/20/2023 | Claimant(s): Michael Berger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): John L. Krauss
Hearing Site: Indianapolis, IN
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| 22-02981 | 07/20/2023 | Claimant(s): Donald Barry
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Wichita, KS
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| 22-02799 | 07/03/2023 | Claimant(s): Edward Dawson
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Clearing Services, RBC Capital Markets LLC
Respondent Lawyers(s): Leyla Bari, Nuviah Shirazi
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: San Diego, CA
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| 22-02673 | 06/14/2023 | Claimant(s): Jenna Farah-Fimbres
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Phoenix, AZ
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| 21-00241 | 06/09/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Christopher Chance
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Samuel Appel
Hearing Site: Atlanta, GA
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| 22-01754 | 06/05/2023 | Claimant(s): Kimberly Ripoll
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Allan R. Lazor
Hearing Site: Houston, TX
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| 21-02748 | 05/25/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kevin J Woods
Respondent(s): Eric Demarcus
Respondent Lawyers(s): Neda Ataie
Arbitrator(s): Peter H. Daly, Val D. Hornstein, Richard Ullman
Hearing Site: San Francisco, CA
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| 22-01938 | 05/23/2023 | Claimant(s): Henry Krich
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Jr.
Arbitrator(s): Steven N. Ainbinder, Will Murphy, Carl Joseph Domino
Hearing Site: Boca Raton, FL
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