FINRA Awards for Wells Fargo Clearing Services

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Displaying 71-80 out of 371 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-01938	05/23/2023	Claimant(s): Henry Krich Claimant Lawyers(s): Craig Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers, Jr. Arbitrator(s): Steven N. Ainbinder, Will Murphy, Carl Joseph Domino Hearing Site: Boca Raton, FL
21-00240	05/08/2023	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith Barnett Respondent(s): Kimberly Barry Respondent Lawyers(s): William R. Carlisle Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA
22-00020	05/05/2023	Claimant(s): Bryan Sullivan Claimant Lawyers(s): Ruth I. Major Respondent(s): Wells Fargo Clearing Services, Robert Wellford Respondent Lawyers(s): Sara Soto Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL
22-02050	05/03/2023	Claimant(s): Shawn Burke Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Michael L. Fortney, Stephen M. Bales, David Arnold Hearing Site: Cleveland, OH
22-01232	04/20/2023	Claimant(s): Diogo Cavalcanti Claimant Lawyers(s): Zachary Morse Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Gloria O. North Hearing Site: Boca Raton, FL
22-00467	04/10/2023	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): William Montgomery Respondent(s): Bruce Davis Respondent Lawyers(s): Bruce Lavar Davis Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA
21-00243	03/24/2023	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Jaylon Ellison Respondent Lawyers(s): William R. Carlisle Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
18-03175	03/23/2023	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): G. Thomas Fleming Respondent(s): Robert Dressler, Yuen Lin Chan Respondent Lawyers(s): G. Thomas Fleming, Neil L. Henrichsen Arbitrator(s): Daniel M. Yamshon, Clifford A. Threlkeld, Elizabeth Dye Battaglia Hearing Site: San Francisco, CA
22-02455	03/10/2023	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Sara Soto Respondent(s): Michael Boring Respondent Lawyers(s): Michael Miller Boring Arbitrator(s): Julian F. Santos Hearing Site: Wilmington, DE
22-01992	02/15/2023	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Valerie Holder Respondent(s): Siria Pinkston Respondent Lawyers(s): Siria Pylar Pinkston Arbitrator(s): Nicole T. LeBoeuf Hearing Site: Dallas, TX