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FINRA Awards for Wells Fargo Clearing Services

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Displaying 11-20 out of 371 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0002807/11/2024Claimant(s): Lisa Idlett
Claimant Lawyers(s): John E. Jenkins
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): Catherine Stewart
Hearing Site: Jersey City, NJ
23-0274107/11/2024Claimant(s): Stephen Mosca
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Steven N. Ainbinder, Edward Alexander Jaffe, Rosemarie Elizabeth Stoffo
Hearing Site: Boca Raton, FL
24-0040407/01/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gabriel Lee-Sanchez
Respondent(s): Jason Bostian
Respondent Lawyers(s): Jason Bostian
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
23-0262407/01/2024Claimant(s): Sheree Gaines-Lawrence
Claimant Lawyers(s): Sheree Gaines-Lawrence
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Linda A. Allen, Theresa Joan Rosenberg, Arlene Simon Backman
Hearing Site: Charlotte, NC
23-0275806/28/2024Claimant(s): Raquel Pacheco
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Michael S. Matek
Hearing Site: Cleveland, OH
23-0281206/25/2024Claimant(s): Levent Bayrasli
Claimant Lawyers(s): Alex Padla
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deirdre Wolff, Katelyn H. Wilson
Arbitrator(s): Gregory J. Spadea
Hearing Site: Philadelphia, PA
24-0067506/21/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jason D. Evans
Respondent(s): Helen Grace Caldwell
Respondent Lawyers(s): Helen Grace Caldwell
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
22-0158706/11/2024Claimant(s): Nicholas Takahashi
Claimant Lawyers(s): Patrick R Mahoney
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Esther E. Cho
Arbitrator(s): Michael G. Clark, Robert B. Hansohn, Jack R. Goetz
Hearing Site: Los Angeles, CA
23-0141506/11/2024Claimant(s): David Brodsky
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
24-0024406/03/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jason D. Evans
Respondent(s): Ryan Stoner
Respondent Lawyers(s): Ryan Scott Stoner
Arbitrator(s): Marcia Bonita Gevers
Hearing Site: Chicago, IL

371 Results

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