| 20-01453 | 12/15/2020 | Claimant(s): Christopher Facka
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
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| 20-00508 | 11/24/2020 | Claimant(s): Trajan Sung
Claimant Lawyers(s): Frances Menzer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
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| 20-01054 | 11/19/2020 | Claimant(s): Amy Webster
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): John D. Mattingly
Hearing Site: Atlanta, GA
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| 20-00942 | 11/17/2020 | Claimant(s): Gregory Schaff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services, Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy, Nuviah Shirazi
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
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| 20-01372 | 11/16/2020 | Claimant(s): James Stanford
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
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| 20-00057 | 11/11/2020 | Claimant(s): Michael Wiercinski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): James C. Hoover
Hearing Site: Charlotte, NC
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| 20-01171 | 11/04/2020 | Claimant(s): Robert Tomlinson
Claimant Lawyers(s): Chelsea Masters
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
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| 19-03523 | 11/02/2020 | Claimant(s): Joseph Roop
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Legg Mason Wood Walker, Wells Fargo Clearing Services, Kalos Capital., Banc of America Investment Services Inc.
Respondent Lawyers(s): Alan M. Wolper, Demian J. Betz, Gretchen Klebasko, Sarah K. Yates
Arbitrator(s): Richard H. Potter
Hearing Site: Charlotte, NC
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| 20-00239 | 10/28/2020 | Claimant(s): Robert Slovinsky
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
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| 19-02863 | 10/23/2020 | Claimant(s): Gerard Camerino
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Eric M. Steinert
Arbitrator(s): Bradley C. Mitchell, Clifford A. Threlkeld, Kenneth Paul Strongman
Hearing Site: San Francisco, CA
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