| 12-03144 | 08/13/2013 | Claimant(s): Zhi Poon
Claimant Lawyers(s): Zhi C. Poon
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Franklin P. Chapman, Robert B. Schmidt, Steven David Leader
Hearing Site: New York, NY
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| 11-04651 | 07/23/2013 | Claimant(s): Thomas Mikula
Claimant Lawyers(s): Gavin J. Fleming
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Michael J. Meeusen, Richard Joseph Rankin, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
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| 12-04318 | 07/11/2013 | Claimant(s): Patricia Reider
Claimant Lawyers(s): Patricia Reider
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jill Cohen
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 12-01258 | 06/03/2013 | Claimant(s): Nicholas Owoyemi
Claimant Lawyers(s): Nicholas Adelani Owoyemi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Gershom R. Smith
Arbitrator(s): Jack Friedman, John B. Myers, Terrance J. Nolan
Hearing Site: New York, NY
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| 12-01456 | 12/07/2012 | Claimant(s): Harry Kirschenbaum
Claimant Lawyers(s): Harry Kirschenbaum
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
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| 12-01836 | 11/30/2012 | Claimant(s): Chase Investment Services Corp., Mikhail Cherny, Sean Knowles
Claimant Lawyers(s): Jill Y. Coen
Respondent(s): Bernard Distefano
Respondent Lawyers(s): Mitchell Markowitz
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
| | Expungement |
| 12-00775 | 11/07/2012 | Claimant(s): Alireza Shayan
Claimant Lawyers(s): Alireza Shayan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Richard B. Davis
Arbitrator(s): Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
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| 11-03117 | 08/24/2012 | Claimant(s): Roni Arjangravesh
Claimant Lawyers(s): Christine A. Page
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Christopher P. Fisher
Arbitrator(s): Philip W. Burge, David L. Maislen, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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| 11-00875 | 07/27/2012 | Claimant(s): Claudia Hurtado
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Saverio J. Cina, Linda R. Alpert, Arnold Wagner
Hearing Site: New York, NY
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| 11-01483 | 07/20/2012 | Claimant(s): Kurt Pham
Claimant Lawyers(s): Kurt Huy Pham
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Mary Curran, Lester Friedman, Arocles Aguilar
Hearing Site: San Francisco, CA
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