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FINRA Awards for Richard B. Davis

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0050611/23/2018Claimant(s): Gabriel Yanez
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Richard B. Davis
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
12-0077511/07/2012Claimant(s): Alireza Shayan
Claimant Lawyers(s): Alireza Shayan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Richard B. Davis
Arbitrator(s): Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
07-0041012/20/2007Claimant(s): Issa Razzaghi
Claimant Lawyers(s): Issa Razzaghi
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Richard B. Davis
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
Checkmark Icon$7,500

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