20-02032 | 12/16/2020 | Claimant(s): Donald Jankowski Claimant Lawyers(s): Andre R. Perron Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL
| | |
17-02398 | 12/11/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Craig D. Stein Respondent(s): Arthur Brown Respondent Lawyers(s): Andre R. Perron Arbitrator(s): Muriel Desloovere, John L Mutolo, Lisa Elkin Schwartz Hearing Site: Tampa, FL
| | |
18-03159 | 11/11/2019 | Claimant(s): Nicole Muir Claimant Lawyers(s): Andre R. Perron Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Jeffrey J. Kalinowski Arbitrator(s): Gregory D. Hoffmann, David Schwartzberg, Yuli Kotler Hearing Site: Tampa, FL
| | |
17-00253 | 03/05/2019 | Claimant(s): James Hall Claimant Lawyers(s): Andre R. Perron Respondent(s): Michael Rees Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): Russell W. Merriman, Bryant Ashley Scriven, Leslie Ann Thornton Hearing Site: Tampa, FL
| | |
14-01599 | 11/11/2015 | Claimant(s): Marc Franco Claimant Lawyers(s): Andre R. Perron Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Andrew Froman Arbitrator(s): Colleen Grace, Joseph E. Santaularia, Thomas J. Patka Hearing Site: Tampa, FL
| | |
13-00514 | 10/29/2014 | Claimant(s): H. Peter Petrosky Claimant Lawyers(s): Andre R. Perron Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Marie G. Peterson, Harold S. Stern, Jay Stewart Zeif Hearing Site: Boca Raton, FL
| | |
07-03131 | 09/08/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Andre R. Perron Respondent(s): Louis Gaudio Respondent Lawyers(s): Louis M. Gaudio Arbitrator(s): Lawrence M. Pitler, Mark Sidell, Paul Joseph McIntyre Hearing Site: Boca Raton, FL
| | |
07-00423 | 12/27/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Andre R. Perron Respondent(s): Brian Laughlin, Stifel, Nicolaus & Co.., Dennis Laughlin, Eugene McCarthy, James Potter Respondent Lawyers(s): Marc S. Dobin, Shepherd D. Tate Arbitrator(s): Terry G. Cleaves, Susan Jefferbaum Beck, Cindy L. Anderson Hearing Site: Orlando, FL
| | |
06-04623 | 08/30/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Andre R. Perron Respondent(s): Christopher McAdoo Respondent Lawyers(s): Patrick B. Calcutt Arbitrator(s): Lawrence Zenville Rosenberg, George E. Bouse, Daniel B. Daugherty Hearing Site: Tampa, FL
| | |