| 16-02815 | 11/09/2017 | Claimant(s): Francis Bevenour
Claimant Lawyers(s): Francis Merle Bevenour
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sara Soto
Arbitrator(s): James David Askren, Sherri Lynne Kimmell, Frank (Francis) Eugene Roedl
Hearing Site: Atlanta, GA
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| 17-00121 | 11/02/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Eric DeMarcus
Respondent Lawyers(s): Eric Grant DeMarcus
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
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| 15-00148 | 10/30/2017 | Claimant(s): James Wong, Justin Harris
Claimant Lawyers(s): Jeffrey K. Riffer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rebecca L. Gerome
Arbitrator(s): Anita Rae Shapiro, David Martin Achterkirchen, John Burritt McArthur
Hearing Site: San Francisco, CA
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| 17-00579 | 10/17/2017 | Claimant(s): Nancy Mellon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Roger W. Van Deusen
Hearing Site: Tampa, FL
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| 15-02700 | 10/13/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): T.R. Bynum
Respondent(s): John Boston
Respondent Lawyers(s): John Boston
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
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| 16-03676 | 10/13/2017 | Claimant(s): James White
Claimant Lawyers(s): Daniel W. Rucker
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Tracy L. Allen, Jack L. Somers, Michael James Malone
Hearing Site: Detroit, MI
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| 17-00304 | 10/12/2017 | Claimant(s): Thomas Fields
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A.G. Edwards & Sons., Wells Fargo Advisors, Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson, Deirdre Wolff
Arbitrator(s): Neil Harvey Smith
Hearing Site: Nashville, TN
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| 16-02640 | 10/11/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Terry Bailey
Respondent Lawyers(s): Terry Lee Bailey
Arbitrator(s): Lester Friedman, Alexandra M. Linden, Robert Sachs Mandelson
Hearing Site: San Francisco, CA
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| 16-00896 | 10/09/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Ryan Capatosto
Respondent Lawyers(s): Ryan Lawrence Capatosto
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
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| 17-00177 | 09/29/2017 | Claimant(s): Samuel Bennett
Claimant Lawyers(s): Owen Harnett
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): David S. Repking
Arbitrator(s): Terry F. Peppard
Hearing Site: Detroit, MI
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