| 18-03567 | 02/26/2019 | Claimant(s): Mark Edwards
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
| | |
| 18-01671 | 02/25/2019 | Claimant(s): Ian Meierdiercks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SA Stone Wealth Management Inc.
Respondent Lawyers(s): Andrew R. Chambless
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
| | |
| 18-02712 | 02/25/2019 | Claimant(s): Bert Cooper
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services., WFG Investments.
Respondent Lawyers(s): Davis Williams, Stanton A. Fears
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | |
| 18-02932 | 02/25/2019 | Claimant(s): Andrew Wiziarde
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
| | |
| 18-00774 | 02/22/2019 | Claimant(s): Kevin Koch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Robin H. Rome
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | |
| 18-01968 | 02/19/2019 | Claimant(s): Matthew Turner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 18-00713 | 02/14/2019 | Claimant(s): Mark Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, CIBC World Markets Corp.
Respondent Lawyers(s): Alan S. Brodherson, Elizabeth Rose Aylett
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
| 18-00941 | 02/14/2019 | Claimant(s): Roger Blythe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
| | |
| 18-01685 | 02/14/2019 | Claimant(s): Bryan Schnabolk
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Monarch Financial Corporation Of America
Respondent Lawyers(s): Louis Rich
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
| | |
| 18-01371 | 02/12/2019 | Claimant(s): Rafael Locken-Testa
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
| | |
