Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02754 | 03/28/2019 | Claimant(s): Mickey Owen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric J. Chartan Arbitrator(s): Michael J. Ahlstrom Hearing Site: Nashville, TN | ||
| 18-02776 | 03/28/2019 | Claimant(s): Michael Fish Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): William M. Getzoff Hearing Site: Indianapolis, IN | ||
| 18-02870 | 03/28/2019 | Claimant(s): Denise Klemens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. C. Ziegler And Company Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Gregory G. Gocek Hearing Site: Milwaukee, WI | ||
| 18-00961 | 03/26/2019 | Claimant(s): Jerrold Beck Claimant Lawyers(s): Dochtor Kennedy Respondent(s): GWN Securities Inc. Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD | ||
| 18-02162 | 03/22/2019 | Claimant(s): Douglas J. Calnan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 18-01303 | 03/19/2019 | Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA | ||
| 18-02088 | 03/19/2019 | Claimant(s): James Meyers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David J. Butler Arbitrator(s): Jim Geiger Hearing Site: Pittsburgh, PA | ||
| 18-00848 | 03/15/2019 | Claimant(s): Ken Kavanagh Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): D'Anna Harper Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | ||
| 18-02025 | 03/14/2019 | Claimant(s): James Gibson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Jim Geiger Hearing Site: Wilmington, DE | ||
| 18-02392 | 03/14/2019 | Claimant(s): Jeffrey Stillwell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors, Allstate Financial Services, The Equitable Life Assurance Society Of Respondent Lawyers(s): Katelyn R. Miller, Michael J. Biondi Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ |