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FINRA Awards for Dochtor Kennedy

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Displaying 901-910 out of 1,279 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0267906/10/2019Claimant(s): Michael Digaetano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
18-0325406/06/2019Claimant(s): Ronald Wetzel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets.
Respondent Lawyers(s): Abigail D. Elrod, Barbara Weaver, David I. Hantman
Arbitrator(s): Jim Geiger
Hearing Site: Baltimore, MD
18-0229805/31/2019Claimant(s): James Raia
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GunnAllen Financial, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr, Soneet R. Kapila
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
18-0441005/28/2019Claimant(s): Theodore Durante
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TFS Securities.
Respondent Lawyers(s): Tammy S. Case
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
19-0017405/28/2019Claimant(s): Jeffery Harper
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Lee H. Goodman
Hearing Site: Chicago, IL
18-0405005/24/2019Claimant(s): Robert Disman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Las Vegas, NV
18-0407805/24/2019Claimant(s): Elizabeth Sum-Slaughter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Robert L. Lestina
Hearing Site: Atlanta, GA
18-0366505/20/2019Claimant(s): Lance Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wunderlich Securities.
Respondent Lawyers(s): James T. Ritt
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
18-0390905/17/2019Claimant(s): Jeff Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
18-0294205/16/2019Claimant(s): William Morse
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): David J. Hase
Hearing Site: Milwaukee, WI

1,279 Results

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