Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03464 | 09/01/2020 | Claimant(s): Paul Valencia Claimant Lawyers(s): Dochtor Kennedy Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Jennifer W. Persico Arbitrator(s): Lita S Menkin, Mollie Wagner Neal, Bryan Myerson Ward Hearing Site: Atlanta, GA | ||
| 19-03693 | 08/31/2020 | Claimant(s): Paul Ewing Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Walnut Street Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael S. Matek Hearing Site: Kansas City, MO | ||
| 20-00322 | 08/31/2020 | Claimant(s): Mark Schneider Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Michael S. Matek Hearing Site: Omaha, NE | ||
| 20-00117 | 08/28/2020 | Claimant(s): Phylyp Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): Lydia Zaidman Arbitrator(s): Mary E. Woytek Hearing Site: Washington, DC | ||
| 19-02975 | 08/27/2020 | Claimant(s): Patricia Anderson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa Gworek Arbitrator(s): Michael F. Jordan Hearing Site: Milwaukee, WI | ||
| 20-00224 | 08/27/2020 | Claimant(s): Thomas Dupree Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Jim Geiger Hearing Site: Louisville, KY | ||
| 19-03108 | 08/24/2020 | Claimant(s): Alan Zee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | ||
| 20-00250 | 08/24/2020 | Claimant(s): William Neat Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Gregory P. Szuter Hearing Site: Cincinnati, OH | ||
| 20-00678 | 08/24/2020 | Claimant(s): Lynda Martinsen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Michael D. McDowell Hearing Site: Buffalo, NY | ||
| 20-00706 | 08/21/2020 | Claimant(s): Ryan Gold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Eric W. Moran Arbitrator(s): Paul S. Biederman Hearing Site: New York, NY |