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FINRA Awards for Dochtor Kennedy

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Displaying 581-590 out of 1,279 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0132402/08/2021Claimant(s): Trevor Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): William F. Etherington
Hearing Site: Richmond, VA
20-0162202/03/2021Claimant(s): David Eidell, Derek Christian
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Philip J. Glick
Hearing Site: Chicago, IL
20-0186902/03/2021Claimant(s): Jason Skolnick
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): David Purcell
Arbitrator(s): Denise L. Presley
Hearing Site: Boston, MA
20-0213602/03/2021Claimant(s): Brian Kasteler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Suanne M. Parro
Hearing Site: Salt Lake City, UT
20-0267202/03/2021Claimant(s): Ralph Barden
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Kristin L. Wynne
Arbitrator(s): Lita S Menkin
Hearing Site: Atlanta, GA
20-0112801/29/2021Claimant(s): Jay Ambroson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Gould, Ambroson & Associates Ltd.
Respondent Lawyers(s): Jay Allan Ambroson
Arbitrator(s): Joseph I. Liebman
Hearing Site: New York, NY
20-0192701/29/2021Claimant(s): Brandon Sobel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
20-0146401/27/2021Claimant(s): Pedro Dias
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
20-0159901/26/2021Claimant(s): Bryon Spicer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): USA Advanced Planners Inc.
Respondent Lawyers(s): Frederick Gearhart
Arbitrator(s): John F. Burns
Hearing Site: Cincinnati, OH
20-0173501/26/2021Claimant(s): John Lynch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Milwaukee, WI

1,279 Results

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