Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02935 | 06/08/2021 | Claimant(s): David Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02705 | 06/07/2021 | Claimant(s): Pamela Middleton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 20-02921 | 06/04/2021 | Claimant(s): Robert Schinsky Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA | ||
| 20-03007 | 06/04/2021 | Claimant(s): Timothy Vanderver Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Murphy Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-02669 | 06/03/2021 | Claimant(s): William Herf Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul Klein Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 20-02502 | 06/01/2021 | Claimant(s): Melissa Williams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA | ||
| 20-02553 | 05/28/2021 | Claimant(s): Bertin Stuckart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Demian Betz Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC | ||
| 20-02644 | 05/28/2021 | Claimant(s): Zachary Butler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Philip J. Glick Hearing Site: Milwaukee, WI | ||
| 20-03559 | 05/28/2021 | Claimant(s): Alexander Dancy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA | ||
| 20-02780 | 05/27/2021 | Claimant(s): Christopher Cort Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Joan M. Traub Hearing Site: Jersey City, NJ |