Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-03102 | 03/30/2017 | Claimant(s): Michael Addessi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H.D. Vest Investment Services. Respondent Lawyers(s): Eric Chartan Arbitrator(s): Edith N. Dinneen Hearing Site: Tampa, FL | ||
| 16-03042 | 03/27/2017 | Claimant(s): Eric Stubbs Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities, RBC Capital Markets LLC Respondent Lawyers(s): Eugene Small, Patrick Howley Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 16-02547 | 03/07/2017 | Claimant(s): Dean Williamson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 16-02769 | 02/27/2017 | Claimant(s): Sean Covi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Samuel L. McClaren Hearing Site: Denver, CO | ||
| 16-02778 | 02/27/2017 | Claimant(s): Gregg Cuvin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Anna Lascar Hearing Site: New York, NY | ||
| 16-02582 | 02/15/2017 | Claimant(s): Lance Lipset Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Lacy M. Triplett Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 16-02457 | 02/07/2017 | Claimant(s): Jay Canell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Josian Antoine Hearing Site: New York, NY | ||
| 16-02431 | 01/30/2017 | Claimant(s): Thomas Freitag Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Jonathan B. Gilbert Hearing Site: Milwaukee, WI | ||
| 16-02290 | 01/12/2017 | Claimant(s): Eric Wishan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: Portland, OR |