Potomac Analytics' Logo

FINRA Awards for Samuel L. McClaren

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0037311/01/2018Claimant(s): Gary Davis
Claimant Lawyers(s): Michael Bessette
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Samuel L. McClaren
Hearing Site: Denver, CO
16-0313305/26/2017Claimant(s): Paul McIntyre
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Samuel L. McClaren
Hearing Site: Denver, CO
16-0276902/27/2017Claimant(s): Sean Covi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Samuel L. McClaren
Hearing Site: Denver, CO
12-0295509/17/2013Claimant(s): Bettye Burns
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Samuel L. McClaren
Hearing Site: Birmingham, AL
Checkmark Icon$0
07-0356608/07/2008Claimant(s): Paul Burns
Claimant Lawyers(s): Paul Raymond Burns
Respondent(s): Lincoln Financial Advisors
Respondent Lawyers(s): Jonathan J. Myers
Arbitrator(s): Samuel L. McClaren
Hearing Site: Phoenix, AZ
07-0304905/06/2008Claimant(s): Estate of Gordon H. Armbruster
Claimant Lawyers(s): Robert Kamman
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Samuel L. McClaren
Hearing Site: Phoenix, AZ
Checkmark Icon$3,487

6 Results

Display: