| 17-03424 | 01/18/2019 | Claimant(s): Joseph Cothron
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
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| 18-00622 | 01/11/2019 | Claimant(s): Thomas Kelly
Claimant Lawyers(s): Michael Bessette
Respondent(s): Eastbrook Capital Group LLC
Respondent Lawyers(s): Edward Sampson
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
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| 16-03244 | 09/07/2017 | Claimant(s): Craig Ferrantino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A.G. Edwards & Sons., Citigroup Global Markets., Next Financial Group.
Respondent Lawyers(s): Angela A. Turiano, David I. Hantman, John T. Unger
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
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| 17-00306 | 08/15/2017 | Claimant(s): David Rosenberg
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
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| 16-00207 | 05/19/2017 | Claimant(s): Miguel Barron
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Cora E. MacLean
Arbitrator(s): William G. Binckes, David J. Pine, Paul Bennett Marrow
Hearing Site: New York, NY
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| 16-02424 | 02/24/2017 | Claimant(s): Neil Canell
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
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| 15-00412 | 11/03/2016 | Claimant(s): Edward White
Claimant Lawyers(s): Michael McAllister
Respondent(s): Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Richard Babnick
Arbitrator(s): William G. Binckes, Judith P. Brooks, Edward W. Morris
Hearing Site: New York, NY
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| 15-01778 | 05/06/2016 | Claimant(s): Peter Klein
Claimant Lawyers(s): David J. Butler
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Edward Baer, William G. Binckes, Howard L. Sobel
Hearing Site: New York, NY
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| 15-00461 | 03/24/2016 | Claimant(s): Albert Akerman
Claimant Lawyers(s): Avrohom Gefen
Respondent(s): CL Wealth Management, Cabot Lodge Securities LLC
Respondent Lawyers(s): Martin H. Kaplan, Martin Kaplan
Arbitrator(s): William G. Binckes, Robert E. Riccobono, Robert Michael O'Brien
Hearing Site: New York, NY
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| 14-02823 | 01/14/2016 | Claimant(s): Jared Carmel
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Bradley Fishman, Emilio Disanluciano, Eric Brachfeld, Evan Haymes, Nicholas Gupta, Zarin Khan, Citizen VC, Fusion Analytics Securities LLC, Morpheus Securities LLC, Rhino Financial Group
Respondent Lawyers(s): Aegis J. Frumento, Ross D. Carmel
Arbitrator(s): William G. Binckes, Jill I. Gross, Joseph F. Kern
Hearing Site: New York, NY
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