Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02334 | 04/08/2022 | Claimant(s): Vu Nguyen Claimant Lawyers(s): Zachary Morse Respondent(s): Ameriprise Financial Services., Wells Fargo Investments, Countrywide Investment Services., Unionbanc Investment Services Respondent Lawyers(s): Howard M. Klausmeier, Laura A. Pizzitola, Neal S. Robb, Valerie Holder Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA | ||
| 21-00963 | 03/28/2022 | Claimant(s): Edwin McClure III Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA | ||
| 21-01990 | 03/25/2022 | Claimant(s): Glen Anderson Claimant Lawyers(s): Zachary Morse Respondent(s): Rainmaker Securities Respondent Lawyers(s): Dominic Cioffi Arbitrator(s): Louis David Huss Hearing Site: Boca Raton, FL | ||
| 21-02047 | 03/21/2022 | Claimant(s): Gurveer Mann Claimant Lawyers(s): Zachary Morse Respondent(s): Signator Investors. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | ||
| 21-01784 | 03/09/2022 | Claimant(s): Scott Yee Claimant Lawyers(s): Zachary Morse Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 21-02046 | 03/03/2022 | Claimant(s): Gurveer Mann Claimant Lawyers(s): Zachary Morse Respondent(s): Foresters Financial Services. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI | ||
| 21-01552 | 02/25/2022 | Claimant(s): Richard Miller Claimant Lawyers(s): Zachary Morse Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): Maurice M. Feller Hearing Site: Tampa, FL | ||
| 21-01382 | 01/21/2022 | Claimant(s): James McCoy, Joshua McCoy Claimant Lawyers(s): Zachary Morse Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-03918 | 12/17/2021 | Claimant(s): Howard Hill Claimant Lawyers(s): Zachary Morse Respondent(s): World Capital Brokerage. Respondent Lawyers(s): David von Gunten Arbitrator(s): Richard Djokic Hearing Site: Denver, CO | ||
| 21-01402 | 12/17/2021 | Claimant(s): Damon Johnson Claimant Lawyers(s): Zachary Morse Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA |