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FINRA Awards for James McCoy

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0138201/21/2022Claimant(s): James McCoy, Joshua McCoy
Claimant Lawyers(s): Zachary Morse
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA

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