09-05466 | 12/14/2015 | Claimant(s): Michael Chrys Claimant Lawyers(s): Matthew J. McDonald Respondent(s): Anthony Dinallo, Wachovia Securities, Wells Fargo Advisors Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): George F. Adams, Kenneth Dymond, John Carl Cirincion Hearing Site: Albany, NY
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14-01388 | 10/03/2014 | Claimant(s): Joseph Gomes Claimant Lawyers(s): Joseph Gomes Respondent(s): Andrew Garrett Inc. Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Sanford S. Stevens Hearing Site: Albany, NY
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12-02827 | 10/28/2013 | Claimant(s): CCO Investment Services Corp., RBS Citizens, N.A. Claimant Lawyers(s): David M. Belcher Respondent(s): Stacie Weber, Steven Tetens, Janney Montgomery Scott LLC Respondent Lawyers(s): Christopher Stief, David K. Silverberg Arbitrator(s): Stuart M. Schwartz, Sheldon Dinowitz, Steven C. Kempisty Hearing Site: Albany, NY
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13-00660 | 08/20/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Alexander J. Nassar Respondent(s): Michael Turnyanszki Respondent Lawyers(s): Michael J Turnyanszki Arbitrator(s): Christine Moore, Moshe Cohen Hearing Site: Albany, NY
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12-02206 | 12/14/2012 | Claimant(s): Morgan Stanley, Robert Lynch Claimant Lawyers(s): Victor A. Machcinski Respondent(s): Edward Swyer Respondent Lawyers(s): Luke Nikas Arbitrator(s): Jacqueline W. Marshall, Jennifer L. Bliss Hearing Site: Albany, NY
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10-04361 | 05/25/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Holdings, LL Claimant Lawyers(s): Joe Gehring Respondent(s): Wells Fargo Advisors, Douglas Carnahan, Lawrence King, Sandra Butler Respondent Lawyers(s): James E. Heavey, Joe Gehring, Scott C. Paton Arbitrator(s): Edward Baer, Roland M. Cavalier, Michael A. Orticelle Hearing Site: Albany, NY
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10-05492 | 02/29/2012 | Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): David Mikula, Morgan Stanley Respondent Lawyers(s): James L. Sonneborn, Phillip J. Campisi Arbitrator(s): Suzanne E. Reynolds-Brady, Robert S. Getman, Michael A. Orticelle Hearing Site: Albany, NY
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09-04306 | 12/20/2011 | Claimant(s): Carl Kipper Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Elaine McChesney Arbitrator(s): Jacqueline W. Marshall, William M Peters, Jennifer L. Bliss Hearing Site: Albany, NY
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10-02947 | 11/10/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Mark Hatton Respondent Lawyers(s): Mark Douglas Hatton Arbitrator(s): David I. Goldblatt Hearing Site: Albany, NY
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08-01356 | 07/21/2010 | Claimant(s): Dorene Dorn Claimant Lawyers(s): Dorene K. Dorn Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward B. Magarian Arbitrator(s): John Richard Lynch, Kenneth Dymond, Brian F. Mumford Hearing Site: Albany, NY
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