Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00561 | 11/02/2023 | Claimant(s): Jack Brkich Claimant Lawyers(s): Jessica E. Levine Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Smitham Arbitrator(s): Adam Michael Porter Hearing Site: Los Angeles, CA | ||
| 23-00732 | 10/30/2023 | Claimant(s): David Dietrich Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 23-00977 | 10/18/2023 | Claimant(s): Christina Orta Claimant Lawyers(s): Chad Weaver Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 23-00625 | 09/15/2023 | Claimant(s): Kirk Badii Claimant Lawyers(s): Stephan Louviere Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA | ||
| 22-02451 | 09/13/2023 | Claimant(s): James Williams Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Smitham Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 23-00483 | 09/11/2023 | Claimant(s): Andrei Hall Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | ||
| 22-02660 | 09/08/2023 | Claimant(s): Jacob Williams Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Joseph Winter, Anita Teresa Hayden, Jonathan Gartner Hearing Site: Los Angeles, CA | ||
| 22-02536 | 08/31/2023 | Claimant(s): Ralph Adamo Claimant Lawyers(s): Harris Freedman Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 23-00194 | 08/25/2023 | Claimant(s): Shelby Rothman Claimant Lawyers(s): Harris Freedman Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 22-02852 | 08/18/2023 | Claimant(s): Stephen Hekimian Claimant Lawyers(s): Harris Freedman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA |