Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01300 | 07/01/2021 | Claimant(s): Drew Freides Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 20-02009 | 06/23/2021 | Claimant(s): Anita Daguilar Claimant Lawyers(s): Tosh D Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 19-03251 | 06/22/2021 | Claimant(s): Matthew Mirtahami Claimant Lawyers(s): Chetan Patil Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Esther E. Cho Arbitrator(s): Alan Stamm, Christine A. Page, Jordan M Bradley Hearing Site: Los Angeles, CA | ||
| 20-02715 | 06/21/2021 | Claimant(s): Darin Gibson Claimant Lawyers(s): Benjamin Winograd Respondent(s): AXA Advisors Respondent Lawyers(s): Michael Bryant Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 20-03123 | 06/16/2021 | Claimant(s): Timothy Tremblay Claimant Lawyers(s): Tyson W. Kovash Respondent(s): Centaurus Financial. Respondent Lawyers(s): Bryan Gless Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 20-02736 | 06/15/2021 | Claimant(s): Damian Dering Claimant Lawyers(s): Benjamin Winograd Respondent(s): Eplanning Securities. Respondent Lawyers(s): Corporate Officer Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-02957 | 06/15/2021 | Claimant(s): Ralph Adamo Claimant Lawyers(s): Frances Menzer Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 20-02719 | 06/07/2021 | Claimant(s): Ming Chung Claimant Lawyers(s): Erika Binnix Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA | ||
| 20-02007 | 06/04/2021 | Claimant(s): David Schachter Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 20-03059 | 06/04/2021 | Claimant(s): Bradley Finnigan Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA |