| 23-00112 | 06/23/2023 | Claimant(s): Richard Reynolds
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): American Capital Partners
Respondent Lawyers(s): John Gardini
Arbitrator(s): David John Reilly
Hearing Site: New York, NY
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| 22-02352 | 05/05/2023 | Claimant(s): Jonathan Beitler
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Raymond James Financial Services., FSC Securities Corporation
Respondent Lawyers(s): James Noblett, Laura Ruiz Rivera
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 22-00804 | 02/10/2023 | Claimant(s): Scott Reed
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Sanctuary Securities.
Respondent Lawyers(s): Kathleen A. DeLaney
Arbitrator(s): Barry Goldman, Robert L. Smith, David E. Bailey
Hearing Site: Indianapolis, IN
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| 20-03901 | 05/19/2022 | Claimant(s): Homero Diaz
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Joanne M.F. Wilcomes
Arbitrator(s): Andrea R. Jacobs, Donna Greenspan Solomon, Harvey David Cohen
Hearing Site: Boca Raton, FL
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| 21-02031 | 04/05/2022 | Claimant(s): Paul DiPietro
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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| 20-01281 | 02/17/2022 | Claimant(s): William Fauzio
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Capital Financial Services., Questar Capital Corporation
Respondent Lawyers(s): Gordon Dihle, Katherine C. Donlon
Arbitrator(s): Mark Stuart Gurevitz
Hearing Site: Hartford, CT
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| 21-02027 | 01/27/2022 | Claimant(s): Paul DiPietro
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 20-03223 | 12/17/2021 | Claimant(s): Gerald O'Halloran
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Edward Jones, A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff, Jon Hackbarth
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
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| 20-01846 | 12/10/2021 | Claimant(s): Josh Frankel
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Chase Investment Services Corp., HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein, Thomas J. Cahill
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
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| 20-03228 | 10/26/2021 | Claimant(s): Gerald O'Halloran
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Amy S. Towle
Arbitrator(s): David M. Snyder
Hearing Site: Tampa, FL
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