| 11-01919 | 10/28/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Mark Nickels
Respondent Lawyers(s): Mark McMurray Nickels
Arbitrator(s): Richard B. Lewis
Hearing Site: Nashville, TN
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| 10-04186 | 09/16/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Glenn Holbert
Respondent Lawyers(s): Glenn Edward Holbert
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
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| 10-02653 | 08/18/2011 | Claimant(s): Larry Merritt
Claimant Lawyers(s): Regina S. Molden
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Franklin Raymond McIntyre, John F. Allgood, John F. O'Neill
Hearing Site: Atlanta, GA
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| 10-04487 | 08/17/2011 | Claimant(s): John Sullivan
Claimant Lawyers(s): John F. Sullivan
Respondent(s): Andrew Kistler, Anthony Juliano, Christopher Zelesnick, Ameriprise Advisor Services., Douglas Aldridge, Frank Teodosio, Ameriprise Financial Services., Joan Cohen, Kathleen Dedenbach, Michael Barrella
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Alfred P. Reeves, Steven Ira Weinberger, Ellen J. Abrams
Hearing Site: Boca Raton, FL
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| 11-00944 | 08/12/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Gary Sargent
Respondent Lawyers(s): Stuart H. Deming
Arbitrator(s): Benjamin A. Kerner
Hearing Site: Detroit, MI
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| 11-00970 | 08/02/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Hegyan
Respondent Lawyers(s): Michael G. Hegyan
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
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| 09-05498 | 07/29/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward B. Magarian
Respondent(s): Todd Feldman
Respondent Lawyers(s): Willard Knox
Arbitrator(s): Edward M. Statland, E. William Pastor, Robert Vaughan Cornish
Hearing Site: Washington, DC
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| 10-01921 | 07/12/2011 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Roland L. Olzark, Earlene R. Baggett-Hayes, Howard T.D. Spence
Hearing Site: Detroit, MI
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| 10-02618 | 07/12/2011 | Claimant(s): Mark Porter
Claimant Lawyers(s): Richard M. Gelb
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): June Y. Kilmarx, Paul F. Marandett, Steven S. Manos
Hearing Site: Boston, MA
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| 11-00233 | 06/29/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Greggory Vinson
Respondent Lawyers(s): Greggory Allen Vinson
Arbitrator(s): David B. Lacks
Hearing Site: Kansas City, MO
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