Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02559 | 05/21/2024 | Claimant(s): Thomas Rapp Claimant Lawyers(s): Brian Luther Respondent(s): 1717 Capital Management Company Respondent Lawyers(s): Daniela Paez Arbitrator(s): Serge Krimnus Hearing Site: Jersey City, NJ | ||
| 23-02274 | 05/02/2024 | Claimant(s): Robert Traitz Claimant Lawyers(s): Brian Luther Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): James C. Browning Arbitrator(s): Sam Antar Hearing Site: Jersey City, NJ | ||
| 23-02990 | 05/02/2024 | Claimant(s): Jack Riley Claimant Lawyers(s): Randi Perry Spallina Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ | ||
| 23-02474 | 04/25/2024 | Claimant(s): Zak Shaik Claimant Lawyers(s): Zak Shaik Respondent(s): Pruco Securities. Respondent Lawyers(s): Caitlin P. Cascino Arbitrator(s): Edward W. Morris, Jess A. Bunshaft, Alan Steven Mittleman Hearing Site: Jersey City, NJ | ||
| 23-03040 | 04/18/2024 | Claimant(s): Michael Depasquale Claimant Lawyers(s): James P. Galvin Respondent(s): M Holdings Securities., Nationwide Securities Respondent Lawyers(s): Daniela Paez, Jason D. Christian Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 23-02872 | 04/12/2024 | Claimant(s): David Peyser Claimant Lawyers(s): Stephan Louviere Respondent(s): PNC Investments Respondent Lawyers(s): Robert S. Whitman Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 23-01458 | 03/13/2024 | Claimant(s): Joseph Andreoli Claimant Lawyers(s): Chelsea Bauer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Morton S. Bunis Hearing Site: Jersey City, NJ | ||
| 23-01741 | 03/05/2024 | Claimant(s): Heath Goldstein Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Calton & Associates. Respondent Lawyers(s): Saad Rahmouni-Idrissi Arbitrator(s): Mark Astarita, Julian F. Santos, Allan Marain Hearing Site: Jersey City, NJ | ||
| 23-01398 | 02/23/2024 | Claimant(s): Allen Wilson Claimant Lawyers(s): Chelsea Bauer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Veronica Ann Williams Hearing Site: Jersey City, NJ | ||
| 23-01383 | 02/20/2024 | Claimant(s): Andrew Leicht Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Catherine Stewart Hearing Site: Jersey City, NJ |