23-01795 | 08/28/2024 | Claimant(s): Michael Kuczinski Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): OSAIC Wealth, Investors Capital Corp. Respondent Lawyers(s): David Feldstein, Jennifer R. Cox Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA
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23-02988 | 07/26/2024 | Claimant(s): Travis Hughes Claimant Lawyers(s): Eric A. Michaels Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Jay H. Feldstein Hearing Site: Albuquerque, NM
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23-02900 | 05/14/2024 | Claimant(s): James Crosson Claimant Lawyers(s): William Bean Respondent(s): LPL Financial LLC, Investors Capital Corp., Voya Financial Advisors. Respondent Lawyers(s): Brian J. Palmeri, David Feldstein, Kelsey L. Vasko Arbitrator(s): Sean Alan D'Amico Hearing Site: Providence, RI
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23-00901 | 01/11/2024 | Claimant(s): Travis Hughes Claimant Lawyers(s): Eric A. Michaels Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Roger A. Geddes Hearing Site: Albuquerque, NM
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22-01665 | 03/16/2023 | Claimant(s): Henry Gallardo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Investors Capital Corp., Securian Financial Services. Respondent Lawyers(s): David Feldstein, Lisa Stopfer Arbitrator(s): Walter Steven Schwartz Hearing Site: Albuquerque, NM
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21-02773 | 08/26/2022 | Claimant(s): Roberto Blanco Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC, Investors Capital Corp. Respondent Lawyers(s): Christopher J. Murdoch, David Feldstein Arbitrator(s): Michael Lancaster Garcia Hearing Site: Albuquerque, NM
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21-01389 | 06/17/2022 | Claimant(s): Nicholas Agnone Claimant Lawyers(s): Louis Tambaro Respondent(s): Royal Alliance Associates., Investors Capital Corp. Respondent Lawyers(s): David Feldstein, James V. Noblett Arbitrator(s): Sam Antar, Paul M. Friedman, Evan Powell Hearing Site: New York, NY
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21-02027 | 01/27/2022 | Claimant(s): Paul DiPietro Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Investors Capital Corp. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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20-02801 | 07/13/2021 | Claimant(s): Andrew Fairchild Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
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20-03121 | 06/10/2021 | Claimant(s): Marianne Smith Claimant Lawyers(s): Brian Luther Respondent(s): Edward Jones, Investors Capital Corp. Respondent Lawyers(s): Bernard Breton, Jonathan Hackbarth Arbitrator(s): Steven R. Rolnick Hearing Site: Hartford, CT
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