| 21-01661 | 10/13/2022 | Claimant(s): Joseph Pietrykowski
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Richard W. Cutler, Linda Ashley, Jerome Francis Cangialosi
Hearing Site: New York, NY
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| 17-02901 | 02/07/2019 | Claimant(s): Mark Rubin
Claimant Lawyers(s): Pamela A. Hulnick
Respondent(s): Jason Diamond, Drexel Hamilton
Respondent Lawyers(s): William A. Rome
Arbitrator(s): Linda Ashley, Rebecca Ann Berlow, Patricia Kathleen Costello
Hearing Site: New York, NY
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| 17-01806 | 08/23/2018 | Claimant(s): Gopal Tampi
Claimant Lawyers(s): Daniel J Kaiser
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Joel A. Chernov
Arbitrator(s): Leonard M. Bakal, Linda Ashley, Ellyn S. Roth
Hearing Site: New York, NY
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| 14-01957 | 12/31/2015 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): Ramon Hache
Respondent Lawyers(s): David B. Friedrich
Arbitrator(s): Howard J. Stiefel, Linda Ashley, Mary P. Bass
Hearing Site: New York, NY
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| 14-01610 | 11/06/2015 | Claimant(s): Thomas Majewski
Claimant Lawyers(s): Jonathan Sack
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Don A. Innamorato
Arbitrator(s): Joseph N. Stineman, James S. Hazard, Linda Ashley
Hearing Site: New York, NY
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| 14-01879 | 09/14/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Angela A. Turiano
Respondent(s): Thomas Buckley
Respondent Lawyers(s): Thomas Buckley
Arbitrator(s): Mary L. Merkle, Madelyn A. Levy, Linda Ashley
Hearing Site: New York, NY
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| 13-02861 | 09/08/2015 | Claimant(s): Gontran De Quillacq
Claimant Lawyers(s): Barry R. Lax
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Allan S. Bloom
Arbitrator(s): Howard D. Jacob, Linda Ashley, Ernesto Jose Mejer
Hearing Site: New York, NY
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| 12-01916 | 03/20/2015 | Claimant(s): Barry Cassese
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Charles Carrillo, Louis Ward, Michael Finnan, Paul Metz, K.C. Ward Financial, Morgan Wilshire Securities.
Respondent Lawyers(s): Charles M. O'Rourke, Robert I. Rabinowitz, Robert Van De Veire
Arbitrator(s): Linda Ashley, C. Kenneth Yoblon, Phillip Weitzman
Hearing Site: New York, NY
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| 12-03014 | 01/28/2015 | Claimant(s): Peter Spinelli
Claimant Lawyers(s): David I. Greenberger
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Michael Delikat
Arbitrator(s): Linda Ashley, Arthur H. Sobel, Leslie Ruth Nydick
Hearing Site: New York, NY
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| 12-03512 | 08/07/2013 | Claimant(s): Hari Polavarapu
Claimant Lawyers(s): Hari Chandra Polavarapu
Respondent(s): Auriga USA
Respondent Lawyers(s): Richard W. Chun
Arbitrator(s): Barbara J. Glenns, Theresa R. Joyner, Linda Ashley
Hearing Site: New York, NY
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