| 18-02743 | 12/20/2019 | Claimant(s): Rochelle Taragano
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): Linda Ashley, Clarence Smith, Amy Jill Baranoff
Hearing Site: New York, NY
|  | $0 |
| 15-00070 | 08/04/2017 | Claimant(s): Estate of Margaret Riggs
Claimant Lawyers(s): Alan P. Fraade
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Advisors, Michael Tepperman
Respondent Lawyers(s): Zachary S. Knoblock
Arbitrator(s): Linda Ashley, Annamaria Boccia Smith, Louis P. Wagman
Hearing Site: New York, NY
| | Expungement |
| 12-00208 | 04/13/2015 | Claimant(s): Stuart Kalinsky
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Linda Ashley
Hearing Site: New York, NY
| | $0 |
| 13-01949 | 03/24/2014 | Claimant(s): Carl Governale
Claimant Lawyers(s): Carl D. Governale
Respondent(s): Perrin, Holden & Davenport Capital
Respondent Lawyers(s): Braff Eisenman
Arbitrator(s): Neil G. Gargiulo, Linda Ashley, Edward W. Morris
Hearing Site: New York, NY
| | $61,000 |
| 12-01511 | 05/14/2013 | Claimant(s): Carrie Meyers, Joseph Meyers
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Joseph Calabrese
Arbitrator(s): Linda Ashley, Howard A. Litvack, Louis P. Wagman
Hearing Site: New York, NY
| | Expungement |
| 11-00862 | 06/06/2012 | Claimant(s): Melaine LLC
Claimant Lawyers(s): Richard Kraut
Respondent(s): Neal Deutsch, Chestnut Investment Group, First Allied Securities.
Respondent Lawyers(s): Michael Schwartzberg
Arbitrator(s): Linda R. Alpert, Linda Ashley, Sheryl-Anne Sastow
Hearing Site: New York, NY
| | $0 |
| 09-00352 | 03/14/2011 | Claimant(s): Satish Anand
Claimant Lawyers(s): Brian Neville
Respondent(s): Alfred Cali, Granite Securities, Obsidian Financial Group, PGP Financial.
Respondent Lawyers(s): Alfred Guy Cali, Brian Reis, Ellen R. Lozinski
Arbitrator(s): Linda Ashley, Leslie Ruth Nydick, Thomas A. Abitabile
Hearing Site: New York, NY
| | $125,650 |
| 08-04271 | 08/05/2009 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Steven G. Leventhal
Respondent(s): Marvin Wolfman
Respondent Lawyers(s): Marvin I. Wolfman
Arbitrator(s): Linda Ashley
Hearing Site: New York, NY
| | $0 |
| 07-01816 | 05/21/2008 | Claimant(s): Charles R. Cariello and Marie Cariello
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Carlos Otalvaro, Christopher Jolly, Frank Donnauro, Marco Gulino, Wallstreet Electronica.
Respondent Lawyers(s): Alan M. Wolper, Christopher Jolly, Frank Donnauro, Marco Gulino
Arbitrator(s): Linda Ashley, Joan Marie Chiusano, Myrna E. DeJesus
Hearing Site: New York, NY
| | $0 |
