Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00973 | 11/10/2020 | Claimant(s): Brian Bogart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 20-00962 | 10/26/2020 | Claimant(s): Vladimir Greben Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 20-01081 | 09/24/2020 | Claimant(s): Charles Laubach Claimant Lawyers(s): Charles Laubach Respondent(s): Chapin Davis Respondent Lawyers(s): Daniel J. Donovan Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD | ||
| 19-03093 | 08/17/2020 | Claimant(s): Gary Padussis Claimant Lawyers(s): Michael P. Shaw Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff, Elisabeth Kratka, Gretchen Klebasko Arbitrator(s): David L. Ruderman Hearing Site: Baltimore, MD | ||
| 20-00581 | 05/29/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Tracey Salmon-Smith Respondent(s): Nelson Polun Respondent Lawyers(s): Nelson M. Polun Arbitrator(s): Elliot B. Platt Hearing Site: Baltimore, MD | ||
| 18-04072 | 05/04/2020 | Claimant(s): John Moy Claimant Lawyers(s): Jennifer Willey Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Joan H. Palmer, Edward J. Gutman, Jane Tam Hearing Site: Baltimore, MD | ||
| 19-02262 | 03/27/2020 | Claimant(s): Shaun Blakeslee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Investments Respondent Lawyers(s): Frederic L. Lieberman Arbitrator(s): Jane Tam Hearing Site: Baltimore, MD | ||
| 19-02211 | 03/06/2020 | Claimant(s): Edward William Kissinger Claimant Lawyers(s): Rachel N. Mech Respondent(s): Sanders Morris Harris LLC Respondent Lawyers(s): Steve Mangold Arbitrator(s): Catherine Esther Bocskor Hearing Site: Baltimore, MD | ||
| 19-01756 | 01/29/2020 | Claimant(s): Steven Goldberg Claimant Lawyers(s): Robert L. Herskovits Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Vidya A. Mirmira Arbitrator(s): Steven Irving Platt Hearing Site: Baltimore, MD | ||
| 19-01102 | 11/21/2019 | Claimant(s): Thomas Clark Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD |