Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02861 | 09/25/2023 | Claimant(s): Karen Hoy Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Tracy L. Allen Hearing Site: Cleveland, OH | ||
| 23-00483 | 09/11/2023 | Claimant(s): Andrei Hall Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | ||
| 22-02339 | 05/19/2023 | Claimant(s): Earl Marquardt Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 22-02163 | 04/10/2023 | Claimant(s): Bradley Towers Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 22-01863 | 04/04/2023 | Claimant(s): Cheryl Blakey Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Santander Securities LLC Respondent Lawyers(s): N. Nancy Ghabai Arbitrator(s): Joseph J. Dougherty Hearing Site: Wilmington, DE | ||
| 22-01843 | 03/01/2023 | Claimant(s): Todd Slingerland Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard, Rochelle Mayfield Arbitrator(s): Steven R. Rolnick Hearing Site: Albany, NY | ||
| 22-01650 | 02/09/2023 | Claimant(s): Russell Mcalonie Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, MML Investors Services Respondent Lawyers(s): Julie E. Ravis, Sara B. Davis Arbitrator(s): Gregory G. Gocek Hearing Site: Cleveland, OH | ||
| 22-00708 | 10/12/2022 | Claimant(s): Travis Barnes Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 22-00426 | 09/28/2022 | Claimant(s): Gregory Giardino Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Triad Advisors LLC Respondent Lawyers(s): James V. Noblett Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 22-00189 | 08/22/2022 | Claimant(s): Martin Lombrano Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey L. Vasko Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA |