| 23-01589 | 05/21/2024 | Claimant(s): Alberto Velasco
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
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| 23-00009 | 09/13/2023 | Claimant(s): Brent Lee, Jennifer Donais
Claimant Lawyers(s): Brandon S. Reif
Respondent(s): Concorde Investment Services
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Helen Marinak Blohm, Ramona V. Larson, Kathy A. Tatone
Hearing Site: Bismarck, ND
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| 23-00089 | 09/12/2023 | Claimant(s): Jason Millner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Bridget Larsen
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Bismarck, ND
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| 22-02803 | 07/03/2023 | Claimant(s): Craig Johnson
Claimant Lawyers(s): Christopher G. Lazarini
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Anchorage, AK
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| 22-02163 | 04/10/2023 | Claimant(s): Bradley Towers
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
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| 22-00531 | 12/22/2022 | Claimant(s): Derrick Andrews
Claimant Lawyers(s): Samantha Pastor
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle B. Mayfield
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Reno, NV
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| 22-01071 | 11/08/2022 | Claimant(s): Frank Gavidia
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
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| 21-00097 | 07/25/2022 | Claimant(s): Shawn Waked, Theresa Stone, Maestro Global
Claimant Lawyers(s): Reagan D. Pratt
Respondent(s): Raymond James Financial Services., Securities America., Jane Terry, Kathleen Kerr, Kirk Bell, Timothy Rivera
Respondent Lawyers(s): Gregory M. Curley, Peter S. Fruin, Scott C. Matasar
Arbitrator(s): Helen Marinak Blohm, Gene R Thornton, Jonathan H. Krotinger
Hearing Site: Albuquerque, NM
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| 18-02874 | 06/09/2022 | Claimant(s): Emmanuel DeSousa
Claimant Lawyers(s): Howard E King
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Helen Marinak Blohm, Robert E. Thompson, Robert Sachs Mandelson
Hearing Site: San Francisco, CA
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| 21-01884 | 04/19/2022 | Claimant(s): Grant Yamaguchi
Claimant Lawyers(s): Zachary Morse
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew T. Bohenek
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Honolulu, HI
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