| 22-02756 | 08/14/2023 | Claimant(s): Alan Fong
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
|  | $0 |
| 22-01872 | 06/08/2023 | Claimant(s): Walter Light
Claimant Lawyers(s): Walter Waitak Light
Respondent(s): Integral Financial LLC
Respondent Lawyers(s): Frank Ho
Arbitrator(s): Helen Marinak Blohm, Timothy P. Bogan, Rosalind Ramsey Tyson
Hearing Site: San Francisco, CA
| | $0 |
| 22-00243 | 02/17/2023 | Claimant(s): Michele Vitarelli
Claimant Lawyers(s): Andrei Armas
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
| | $29,756 |
| 22-00791 | 08/24/2022 | Claimant(s): Bears Western Enterprises
Claimant Lawyers(s): Barry A. Layton
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Reno, NV
| | $0 |
| 20-01960 | 05/25/2022 | Claimant(s): The David and Heather Weir Family Trust
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles A. DeVore
Arbitrator(s): Helen Marinak Blohm, Paul H. Lamboley, Harvey W Gordon
Hearing Site: Albuquerque, NM
| | $1,447,090 |
| 19-02782 | 04/07/2022 | Claimant(s): Dong Fang, Jingxue Zhang, Qixu Wang, Xingxian Li
Claimant Lawyers(s): Robert Rosen
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Daniel A. Spector
Arbitrator(s): Helen Marinak Blohm, Katherine Hendricks, Jonathan H. Krotinger
Hearing Site: Seattle, WA
| | $0 |
| 21-00929 | 01/31/2022 | Claimant(s): Thelma Ellenberger
Claimant Lawyers(s): Thelma P. Ellenberger
Respondent(s): Edward Jones, Kelly Shultz
Respondent Lawyers(s): Cheryl S. Chang
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
| | $0 |
| 19-02991 | 12/17/2021 | Claimant(s): Sandra Kim
Claimant Lawyers(s): Brent D. Meyer
Respondent(s): Anthony Bonafede, James Lamont, Joe Miller, Scott Heising, Lamont Financial Services
Respondent Lawyers(s): Edward Zusman, Michael P. Ring
Arbitrator(s): Helen Marinak Blohm, Lester Friedman, Mary H. Evans
Hearing Site: San Francisco, CA
| | Expungement |
| 20-01257 | 03/15/2021 | Claimant(s): Nagarajan Duraisamy
Claimant Lawyers(s): Nagarajan Duraisamy
Respondent(s): Ally Invest Securities LLC
Respondent Lawyers(s): Kiran V. Somashekara
Arbitrator(s): Helen Marinak Blohm, John J. Fitzpatrick, Christopher Cother Powers
Hearing Site: San Francisco, CA
| | $0 |
| 19-01119 | 02/20/2020 | Claimant(s): Michael Nalewaja
Claimant Lawyers(s): Michael Terry Nalewaja
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John Stewart
Arbitrator(s): Helen Marinak Blohm, Robert Sachs Mandelson, D. Peter Gleichenhaus
Hearing Site: San Francisco, CA
| | $0 |
