FINRA Awards for Craig D. Stein

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 22 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01104	12/19/2023	Claimant(s): Mark Matthes Claimant Lawyers(s): Craig D. Stein Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): James C. Browning Arbitrator(s): Paul Weinberg, William Kent Brown, Tiffany Ann Taylor Hearing Site: Boca Raton, FL
23-01131	11/13/2023	Claimant(s): Charles McAfee Claimant Lawyers(s): Craig D. Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Howard N. Kahn, Will Murphy, Justin Wallace Askins Hearing Site: Boca Raton, FL
21-00695	12/20/2021	Claimant(s): Ralph Femminella Claimant Lawyers(s): Craig D. Stein Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Gary A. Klein, Will Murphy, Isadora Velazquez-Rivas Hearing Site: Boca Raton, FL
20-04159	10/15/2021	Claimant(s): Glen Simmonds Claimant Lawyers(s): Craig D. Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Michael P. Schiff, Paul J. Burkhart, James Michael LaBonte Hearing Site: Boca Raton, FL
19-01739	02/13/2020	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Craig D. Stein Respondent(s): Kenneth Vaishville Respondent Lawyers(s): Kenneth Vaishville Arbitrator(s): Edward W. Morris Hearing Site: New York, NY
19-00445	02/11/2020	Claimant(s): Matthew Gerst Claimant Lawyers(s): Craig D. Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Will Murphy, Robert G. Falbisaner, Scott Louis Fishman Hearing Site: Boca Raton, FL
17-02398	12/11/2019	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Craig D. Stein Respondent(s): Arthur Brown Respondent Lawyers(s): Andre R. Perron Arbitrator(s): Muriel Desloovere, John L Mutolo, Lisa Elkin Schwartz Hearing Site: Tampa, FL
17-03283	06/25/2019	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Craig D. Stein Respondent(s): Michael Cohen Respondent Lawyers(s): Ira Marcus Arbitrator(s): Mark David Hunter, Carl Henry Perdue, Anthony Terence Flynn Hearing Site: Boca Raton, FL
18-02711	01/30/2019	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Craig D. Stein Respondent(s): Linda Zara Respondent Lawyers(s): Linda Sue Zara Arbitrator(s): Paul J. Burkhart Hearing Site: Boca Raton, FL
16-03362	04/26/2017	Claimant(s): Mark Zuckerman Claimant Lawyers(s): Craig D. Stein Respondent(s): Alyce Tedesco, Alyce and Francis Tedesco, Eshagh and Helen Moezinia Respondent Lawyers(s): Alyce Tedesco, Eshagh Moezinia, Frank Tedesco Arbitrator(s): Mark C. Perry, Robert S. Natiss, Paul J. Burkhart Hearing Site: Boca Raton, FL		Expungement