FINRA Awards for Craig D. Stein

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-03083	07/20/2022	Claimant(s): Estate of Nicole B. Reuben Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Craig D. Stein Arbitrator(s): Mark C. Perry, Richard W. Epstein, Mark David Hunter Hearing Site: Boca Raton, FL		Expungement
18-04085	03/02/2020	Claimant(s): Cathy Mina, IRA, Louis Mina IRA, Cathy R. Mina, Rev. Trust Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Craig D. Stein Arbitrator(s): Gary M. Landau, David P. Slater, Robert Stanley Zack Hearing Site: Boca Raton, FL		$0
18-00317	09/12/2018	Claimant(s): Gail Schneider, Gail Schneider IRA Claimant Lawyers(s): Robert H. Rex Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Craig D. Stein Arbitrator(s): David P. Slater Hearing Site: Boca Raton, FL		Expungement
16-02217	11/07/2017	Claimant(s): Benjamin Butera Claimant Lawyers(s): David P. Meyer Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Craig D. Stein Arbitrator(s): Stuart K. Furman, Thomas Joseph Atkinson, Lauren S. Puritz Hearing Site: Orlando, FL		Expungement
09-02693	10/20/2010	Claimant(s): Steven Weisberg, IRA FBO Steven L. Weisberg SunAmerica Tr, Steven L. Weisberg Rev. Trust Claimant Lawyers(s): Craig D. Stein Respondent(s): Royal Alliance Associates., John Schwartz, Retirement Advisory Services. Respondent Lawyers(s): Gerry Kowalski Arbitrator(s): Paul W. Sterman, Michael J. Quarequio, Eugene H. Steele Hearing Site: Boca Raton, FL		$80,000